Prior Restraint Doctrine
What is the Prior Restraint Doctrine?
Government actions that prevent speech before it occurs carry a heavy presumption of unconstitutionality. Prior restraints, such as injunctions against publication or licensing schemes, are the most disfavored form of government restriction on expression.
Definition
The Prior Restraint Doctrine holds that government actions that prevent or restrain speech before it occurs are presumptively unconstitutional and bear a heavy burden of justification. Prior restraints include court injunctions prohibiting publication, government licensing or permit schemes that condition speech on official approval, and prepublication review requirements. The doctrine has roots extending back to English common law's opposition to press licensing.
The foundational modern case is Near v. Minnesota (1931), where the Supreme Court struck down a state law authorizing the suppression of newspapers as scandalous and defamatory. The Court recognized narrow exceptions where prior restraints might be justified, such as preventing the publication of troop movements during wartime, obscenity, or incitements to violence. These exceptions are extremely narrow and rarely invoked.
The most famous application of the doctrine is New York Times Co. v. United States (1971), the Pentagon Papers case, where the Court rejected the government's attempt to enjoin publication of classified documents about the Vietnam War. The Court emphasized that the government bears an extraordinarily heavy burden in justifying any prior restraint on publication. In the licensing context, the Court has required that any licensing scheme contain narrow, objective, and definite standards to guide the licensor's decision, provide a prompt decision, and make available prompt judicial review (Freedman v. Maryland, 1965). Without these procedural safeguards, a licensing scheme operates as an unconstitutional prior restraint.
Key Elements
- 1The government must be restraining speech before it occurs (rather than punishing it after the fact)
- 2Prior restraints carry a heavy presumption of unconstitutionality
- 3The government bears an extraordinarily heavy burden to justify the restraint
- 4Narrow exceptions exist: troop movements in wartime, obscenity, and direct incitement to violence
- 5Licensing schemes must include narrow objective standards, prompt decisions, and prompt judicial review (Freedman v. Maryland)
Landmark Cases
Near v. Minnesota
283 U.S. 697 (1931)
Established the modern prior restraint doctrine, holding that government suppression of publication is presumptively unconstitutional
New York Times Co. v. United States (Pentagon Papers)
403 U.S. 713 (1971)
Rejected the government's attempt to enjoin publication of classified documents, emphasizing the extraordinary burden required to justify a prior restraint
Freedman v. Maryland
380 U.S. 51 (1965)
Required that licensing schemes include procedural safeguards: narrow standards, prompt decision-making, and prompt judicial review
Nebraska Press Association v. Stuart
427 U.S. 539 (1976)
Struck down a gag order on press coverage of a criminal trial, reinforcing the heavy presumption against prior restraints
Exam Tips
- Remember that prior restraints bear the heaviest presumption of unconstitutionality of any speech restriction -- more disfavored than subsequent punishment
- Identify whether the restraint is an injunction, a licensing scheme, or some other form of prepublication review
- For licensing schemes, always check for the Freedman procedural safeguards: narrow standards, prompt decision, prompt judicial review
- Know the narrow exceptions from Near: troop movements, obscenity, and incitement to violence
Common Mistakes to Avoid
- Confusing prior restraints with subsequent punishment -- a fine or criminal charge after publication is not a prior restraint, though it may still violate the First Amendment
- Treating all licensing schemes as prior restraints -- properly structured schemes with adequate procedural safeguards are constitutional
- Forgetting that court orders (gag orders, injunctions) directed at speakers can constitute prior restraints
Memory Aid
Prior restraints are the most suspect speech restrictions: think of the Pentagon Papers -- even national security classified documents could not be restrained before publication