Article VIII — Hearsay
Rule 803: Exceptions to the Rule Against Hearsay — Regardless of Whether the Declarant Is Available as a Witness
What is Exceptions to the Rule Against Hearsay — Regardless of Whether the Declarant Is Available as a Witness?
Rule 803 contains 23 exceptions to the hearsay rule that apply regardless of whether the declarant is available to testify. These are the workhouse exceptions that come up constantly in practice and on exams. Each is based on circumstances that provide a guarantee of trustworthiness — the idea is that people speaking under these conditions are likely telling the truth.
Source: Fed. R. Evid. 803
Rule Text
The following are not excluded by the rule against hearsay, regardless of whether the declarant is available as a witness: (1) present sense impression — a statement describing or explaining an event made while or immediately after the declarant perceived it; (2) excited utterance — a statement relating to a startling event made while the declarant was under the stress of excitement that it caused; (3) then-existing mental, emotional, or physical condition — a statement of the declarant's then-existing state of mind (such as motive, intent, or plan) or emotional, sensory, or physical condition (such as mental feeling, pain, or bodily health), but not a statement of memory or belief to prove the fact remembered or believed unless it relates to the declarant's will; (4) statements made for medical diagnosis or treatment describing medical history, past or present symptoms, their inception, or their general cause; (5) recorded recollection; (6) records of a regularly conducted activity (business records); (7) absence of a record of a regularly conducted activity; (8) public records; (18) learned treatises; (21) reputation concerning character; and other exceptions. These exceptions apply because the circumstances provide sufficient guarantees of trustworthiness that cross-examination adds little value.
Plain English Explanation
Rule 803 contains 23 exceptions to the hearsay rule that apply regardless of whether the declarant is available to testify. These are the workhouse exceptions that come up constantly in practice and on exams. Each is based on circumstances that provide a guarantee of trustworthiness — the idea is that people speaking under these conditions are likely telling the truth.
The most commonly tested exceptions include: present sense impression (803(1)) — a statement made while perceiving an event or immediately after, which is reliable because there is no time to fabricate; excited utterance (803(2)) — a statement made while under the stress of a startling event, which is reliable because the excitement overwhelms the capacity to lie; state of mind (803(3)) — a statement of the declarant's current mental or emotional state, used to prove that state of mind or a subsequent act consistent with the stated intent (the Hillmon doctrine); statements for medical diagnosis (803(4)) — statements to doctors about symptoms and causes, reliable because patients have a strong motivation to be truthful with their physicians; and business records (803(6)) — records kept in the regular course of business, reliable because businesses depend on accurate records to function.
Public records (803(8)) and learned treatises (803(18)) are also important. Public records from government agencies are presumed reliable because of the duty of public officials. Learned treatises can be read into evidence if established as reliable authority, though they cannot be received as exhibits.
Key Points
- 1These 23 exceptions apply regardless of the declarant's availability
- 2Present sense impression (803(1)) — statement during or immediately after perceiving an event
- 3Excited utterance (803(2)) — statement under the stress of a startling event
- 4State of mind (803(3)) — current mental/emotional state; forward-looking intent (Hillmon doctrine)
- 5Business records (803(6)) — regularly kept records; requires foundation through a custodian or qualified witness
- 6Public records (803(8)) — government records of activities, observations, and factual findings
Common Exam Issues
- Distinguishing present sense impression from excited utterance — timing and stress requirements differ
- The state of mind exception and the Hillmon doctrine — using a statement of intent to prove subsequent conduct
- Business records foundation — regular practice, kept in ordinary course, made at or near the time, by someone with knowledge
- The public records exception and its limitations in criminal cases — law enforcement reports are restricted under 803(8)(A)(ii)
Landmark Cases
- Mutual Life Insurance Co. v. Hillmon
- Palmer v. Hoffman
- Johnson v. Lutz
- Beech Aircraft Corp. v. Rainey
Article VIII — Hearsay
This rule is part of Article VIII — Hearsay of the Federal Rules of Evidence.
Browse All FRE RulesMaster Evidence Law with AI-Powered Study Tools
20+ tools to help you study smarter. 3-day free trial, then $9.99/month.
Start Free Trial