All Federal Rules of Evidence

Article VII — Opinions and Expert Testimony

Rule 703: Bases of an Expert's Opinion Testimony

Quick Answer

What is Bases of an Expert's Opinion Testimony?

Rule 703 addresses what information experts can rely on when forming their opinions. Unlike lay witnesses, who must testify from personal knowledge, experts can base their opinions on three types of information: facts personally observed, facts presented at trial (through testimony or exhibits), and facts or data provided to them outside of court — even if those facts would be inadmissible as evidence.

Source: Fed. R. Evid. 703

Rule Text

An expert may base an opinion on facts or data in the case that the expert has been made aware of or has personally observed. If experts in the particular field would reasonably rely on those kinds of facts or data in forming an opinion on the subject, they need not be admissible for the opinion to be admitted. But if the facts or data would otherwise be inadmissible, the proponent of the opinion may disclose them to the jury only if their probative value in helping the jury evaluate the opinion substantially outweighs their prejudicial effect.

Plain English Explanation

Rule 703 addresses what information experts can rely on when forming their opinions. Unlike lay witnesses, who must testify from personal knowledge, experts can base their opinions on three types of information: facts personally observed, facts presented at trial (through testimony or exhibits), and facts or data provided to them outside of court — even if those facts would be inadmissible as evidence.

The critical principle is that experts can rely on inadmissible information (like hearsay) as long as it is the type of information that experts in the field would reasonably rely on. A doctor can rely on a patient's medical history, lab reports prepared by others, and statements from family members. An accident reconstructionist can rely on police reports and witness statements. The key question is whether the reliance is reasonable in that field.

However, the rule guards against using expert testimony as a backdoor for inadmissible evidence. If the underlying facts or data are inadmissible, they can only be disclosed to the jury if their probative value in evaluating the opinion substantially outweighs their prejudicial effect. This reverse-403 balancing test creates a presumption against disclosure. The expert can state the opinion, but the inadmissible underlying data generally stays hidden unless there is a strong reason to reveal it.

Key Points

  • 1Experts can rely on inadmissible facts or data if experts in the field would reasonably rely on them
  • 2Three bases: personal observation, facts presented at trial, and outside information provided to the expert
  • 3Inadmissible underlying data may only be disclosed to the jury under a reverse-403 balancing test (probative value must substantially outweigh prejudice)
  • 4The rule prevents experts from becoming a conduit for otherwise inadmissible hearsay

Common Exam Issues

  • Whether the expert's reliance on particular inadmissible information is reasonable for experts in that field
  • The distinction between relying on inadmissible data (permitted) and disclosing it to the jury (restricted)
  • Using an expert as a backdoor for hearsay — the rule's limiting instruction and reverse-403 test
  • What constitutes 'facts or data' that experts in the field would 'reasonably rely' on

Landmark Cases

  • Daubert v. Merrell Dow Pharmaceuticals, Inc.
  • Williams v. Illinois
  • In re Paoli Railroad Yard PCB Litigation

Article VII — Opinions and Expert Testimony

This rule is part of Article VII — Opinions and Expert Testimony of the Federal Rules of Evidence.

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