FRCP/Commencing an Action

Rule 4: Summons; Service of Process

Quick Answer

What is Summons; Service of Process?

After you file a complaint, the court clerk issues a summons — a formal notice telling the defendant they are being sued and must respond. You then have to deliver the summons and complaint to the defendant, which is called service of process. Service is essential because it gives the court personal jurisdiction over the defendant and satisfies due process.

Source: Fed. R. Civ. P. 4

Plain English Explanation

After you file a complaint, the court clerk issues a summons — a formal notice telling the defendant they are being sued and must respond. You then have to deliver the summons and complaint to the defendant, which is called service of process. Service is essential because it gives the court personal jurisdiction over the defendant and satisfies due process.

There are several ways to serve an individual: you can hand-deliver the papers personally, leave them at the defendant's home with someone of suitable age and discretion, deliver them to an authorized agent, or follow whatever method the state allows. You can also ask the defendant to waive formal service by mailing them the papers with a waiver form. If they agree to waive, they get extra time to respond (60 days instead of 21).

Rule 4(m) sets a 90-day deadline to complete service. If you miss it, the court must dismiss the case without prejudice — unless you show good cause for the delay, in which case the court must extend the time.

Key Points

  1. 1Service of process is required to establish personal jurisdiction and satisfy due process
  2. 2Service can be made personally, at the dwelling, upon an agent, or by state-law methods
  3. 3Waiver of service gives the defendant 60 days to respond instead of 21
  4. 4Service must be completed within 90 days of filing under Rule 4(m)
  5. 5A person who is at least 18 and not a party may effect service

Common Exam Issues

  • Whether service was properly effected under one of the authorized methods
  • Consequences of failing to serve within the 90-day period under Rule 4(m)
  • Distinction between waiver of service and waiver of personal jurisdiction objections
  • Service on corporations, the U.S. government, and foreign defendants

Important Cases

Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306 (1950)

Omni Capital Int'l v. Rudolf Wolff & Co., 484 U.S. 97 (1987)

Murphy Bros. v. Michetti Pipe Stringing, 526 U.S. 344 (1999)

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